Cause-and-Effect Diagrams

It is difficult if not impossible to solve complicated- Sort the list by grouping causes that are related.
problems without considering many factors and the- Identify or name each major grouping and make your
cause-and-effect relationships between those factors.cause-and-effect diagram.
Defining and displaying those relationships helps. The- Machine, Manpower, Material, Measurement, Method
first such cause-and-effect diagram was used byand Environment are frequently used major causes
Kaoru Ishikawa in 1943 to explain to a group ofthat can apply to many processes.
engineers at the Kawasaki Steel Works how variousThe advantage of the cause enumeration technique is
work factors could be sorted and related. In recognitionthat you stand a much better chance that all causes
of this, these diagrams sometimes are called Ishikawawill be listed, especially hidden ones, and your diagram
diagrams. They are also called fishbone diagrams,will be a complete and useful picture. The
because they look something like fish skeletons.disadvantage is that it may be difficult to relate all the
What can it do for you?causes clearly to the result, making the diagram hard
Quality problems are typically not simple. They oftento draw.
involve the complex interaction of several causes. AVariation 2: Process Classification
cause-and-effect diagram will help you:Sometimes it is more helpful to look at causes in the
- Define and display the major causes, sub-causes andsequence in which they occur instead of considering
root causes that influence a process or aoverreaching logical categories. With this approach, the
characteristic.center line or backbone follows the sequence of the
- Provide a focus for discussion and consensus.process.
- Visualize the possible relationships between causes- Instead of primary causes as the ribs, show the
which may be creating problems or defects.major process steps from left to right.
Cause-and-effect diagrams are particularly useful in- Construct your cause-and-effect diagram as before.
the measure and improve phases of Lean Six SigmaThe advantage of this technique is that, since it follows
methodology.the sequence of the process, it will be easy for
How do you do it?everyone to understand. The disadvantages are that
similar causes will appear again and again, and causes
1. Decide which quality characteristic, outcome ordue to a combination of factors will be difficult to show.
effect you want to examine. You might considerHints for Making Good Diagrams
Pareto analysis to help you focus on the most
important issue.1. Get input from many people involved in the process.
2. Write your chosen effect on the right side of aNot only will this make for a more accurate diagram,
paper, board or flipchart and draw a box around it. Ifeveryone taking part will gain new knowledge.
you think of this as a fishbone diagram, this is the fish2. Make one cause-and-effect diagram for each
head.Critical-To-Quality (CTQ) characteristic you are
3. Draw a straight line to the left, the fish backbone.considering. Trying to include all CTQs on one diagram
4. For each primary cause or category of causes,will make it too large and complicated to be of much
draw a diagonal line slanting from left to the centerline.use as a problem solving tool.
Alternate these ribs on the top and bottom of the3. Avoid generalities. Express each cause as
backbone. Label the end of each rib and draw a boxconcretely as possible.
around the label.4. Since you will use your diagram to direct the
5. Draw a horizontal line intersecting the appropriateexamination of specific cause-and-effect relationships
diagonal line and label it to describe each secondarywith data, the characteristic you are considering and all
cause that influences a primary cause. Alternate thesethe causal factors should be measurable. If they are
medium sized bones to the left and right of each rib.not, try to make them measurable or find substitutes.
6. In a similar way, draw and label diagonal lines for5. The objective of the cause-and-effect diagram is
third level or root causes, small bones, intersecting theaction. Be sure your causes are broken down to the
secondary cause lines, medium sized bones.level at which they can be acted on.
7. Examine the diagram. If certain causes seem toNow what?
have a significant effect on the characteristic you are· Use your diagram to develop a common
examining, mark them in a special way.understanding of the factors potentially influencing or
Variation 1: Cause Enumerationcausing a quality problem.
Sometime it may be very difficult to determine the· Use your diagram as a road map for
primary causes to be included in your diagram. If that iscollecting data to verify the causal relationship of
the case, after you have determined the characteristicvarious factors to the characteristic.
or effect you are examining, follow these steps:· Continue to annotate and modify your
- Use brainstorming to create a list of all the possiblediagram as you verify relationships and learn more.
causes. The list will contain a mixture of primary,Using a cause-and-effect diagram this way will help
secondary and tertiary (or big bone, middle sized boneyou to see which factors in your process need to be
and small bone) causes.checked, modified or eliminated.