Collecting the Facts for Preparing Process Maps

">meeting and show them the respect due someone
Fact gathering is an integral part of understandingwho has something that you would like to learn. Make
reality and preparing a good process map. Yet, it issure that employees understand what you are doing
often dismissed or given cursory attention asand why they are involved. They are the experts. It
superficial process maps are created by an individualhas to be sincere.
or group of people some distance away from theUse mapping shorthand. The mapping symbols and
work...and thereby some distance away from reality. Ifconventions provide excellent shorthand for recording
you want your process maps to reflect reality, youthe data. Jot down a symbol and a few words to
must go to the work and see it happen.explain the activity and go on to the next step. If the
Who do we interview? Interview experiencedtask is repetitive, watch several iterations to validate
employees. If you want to find out how a job is done,your work and possibly capture variations and
ask someone who knows how to do it. Pretty simpleexceptions. Most importantly, get the facts from
advice, right? Yet it is amazing how often processobservation whenever possible - people can usually
maps, procedures, even custom software applicationsdemonstrate the work faster than they can describe it
are developed some distance from reality - awayand demonstration is much closer to reality than words.
from the people who actually do the work.Remember the Questioning Method - What, Who,
If you want to know how a job is done, look for theWhere & When. Stick to identifying WHAT
person or people who really know how to do it. Youhappens at each step and avoid detail of HOW steps
don't want someone who has to guess their wayare performed. This saves an enormous amount of
through the process. New hires, people who did the jobtime.
years ago, people in adjacent departments, these areIdentify the person (WHO) you are interviewing and
wrong people and this is not a criticism of theirthe work area location (WHERE). These won't change
personal experience. They simply are not the bestuntil you move on to the next work area. Be
source of the experience that we are seeking. Youmethodical - follow and list the steps in order (WHEN
want someone who knows the work! Find the personeach occurs relative to the others). Identify the start
that the other employees go to when they arepoint and end point for this piece of the process. (i.e.
stumped. This is the person that can show you thethe process starts with an in basket full of orders after
ropes. This is the person that can walk you throughthe first mail delivery around 8:30 each morning; Each
their part of the process and answer any questionsorder is entered into the System then set aside for
you might have. This is the same person you will wantfiling.) Start with the activity that triggers the work
to have on your analysis team.(orders placed in the 'in' basket) then watch the
In some cases, you may hear that no two people doemployee process the work.
the job the same way. There is nothing wrong withAsk the employee to SHOW you what they do...fill out
charting a few alternative methods. Just stick with thethe form, review the order, update the database, send
experienced people. You don't have to identify everythe email, make the copy, print the report... whatever
alternative method for doing the same work. If youthey do. Note WHAT is done at each step and get an
capture the methods of the "best" workers, you willestimate of the amount of time associated with each
have a good baseline to work with.delay and any time-consuming steps (Identifying how
What are we looking for? Capture the Facts. Thelong a step takes tells us WHEN we get to the next
information that is used in our business processes andstep).
what is done with it is what we are trying to capture.Avoid getting into detail of HOW each step is
That is the substance of a process. It doesn't floatperformed -- answers to the other questions provide
around in the air. It is either in people's heads or it isus with enough detail to provide proper focus on the
recorded on things - documents, forms, reports, email,step for analysis of the process.
files, records, etc. .... When information processes areFinally, don't ask WHY. WHY is evaluative and causes
mapped, it is those things (the media that arepeople to become defensive. It isn't necessary to
conveying the information) that are mapped. Theknow why at this point. Save WHY for analysis when
interviewer focuses on the things that drive theit becomes the most important question.
process. The interviewer moves through the processA note on the level of detail to look for. A few
from one workstation to the next, collecting copies ofguidelines can help you get a feel for how much detail
completed forms, source documents, screen prints,to capture. When the symbol changes, capture it.
etc., that will help the team relate the process map toWhen the source changes, capture it. The handling
the actual items that flow through the process and willsymbol occurs most often on most charts. There are
provide entry/field-level detail of the information that isusually handling operations before and after transports,
recorded.before and after delays, and before and after sets of
How do we do it? Be genuine. Successful factvalue-added symbols and inspections. Digging into the
gathering requires a blend of social and technical skills.level of detail addresses the question HOW? If you
From a social standpoint, an interviewer wants tofocus on WHAT is happening and not on the details of
show sincere respect for the knowledge of the peopleHOW it is done, the data collection will be easier and
who do the work and does not want to appearquicker, and your chart will be easier to work with.
threatening. Assume the role of fact finder - theWith the facts in hand, we can prepare a process
people are the experts. Do what you can to helpmap. Before we get to that, ponder this. If our goal is
employees relax and be as comfortable as they canto create a new, better process, is it really important
be with someone looking over their shoulder. Collectthat we to talk to the employees to find out what we
you notes with a pencil and paper (a recorder orare doing now? This will be the focus of the next
computer device will be more threatening) and showpaper.
the person your notes, explain what you are doing,Copyright 2007, The Ben Graham Corporation. All
reinforce what the executive said at the kickoffrights reserved.