Do's and Don'ts of Risk Management Sections

There is no better way to convince a potentialto the nature of the job.
customer that yours is the right company for the jobTo drive this concept home, let's use an analogy of a
than to demonstrate a true understanding of the riskswoman going through pregnancy and childbirth. Let's
the program will be up against and to come up withsay that there are things that educated pregnant
plans to mitigate those risks upfront. But in manywomen know to do to maximize their chances of
proposals, the risk management section ends up as asuccess, such as going to the doctor for exams, not
missed opportunity to shine at best and a setback atsmoking, and getting good nutrition. Then, there are also
worst. Rather than showcasing a real knowledge andrisks that could possibly occur due to the nature of the
understanding of the program and proposed solutions,process, such as any number of medical complications
the risk section falls flat or actually does harm.that are common to pregnancy and childbirth that could
It happens for two reasons. One reason is that manyaffect the cost (medical bills), schedule (carrying the
proposal teams fail to put enough time andbaby to term), or performance goals (giving birth to a
consideration into developing a solid risk section. Theyhealthy child). If a woman were to put together a risk
assign one author to write it and then shift their focusmatrix for a proposal to become pregnant,
to other work. What they do not realize is that greatdocumenting the risks of what would happen if she did
risk sections are usually born from hours of intensivenot have timely medical exams or smoked would
brainstorming and input from every key player whousually imply her irresponsibility. Documenting possible
truly understands the program. Instead, the process bymedical complications inherent to the nature of
which most risk management sections are writtenpregnancy, such as gestational diabetes, would
leaves little room for success. It is impossible for ademonstrate a thorough and thoughtful understanding
single author to draw out and evaluate all of theof the risks.
program's risks.There are only three categories of risks that should be
The second reason is that the wording of many riskpresented in proposals:
statements fails to represent the company as an1. Risks caused by lack of information or knowledge
expert, and instead hurts the company's chance ofabout the project that could only be gained in the
winning. Often risk statements tend to follow this trainprocess of project execution;
of broken logic: "If we fail to provide such and such2. Risks caused by lack of control or resources to deal
(with "such and such" standing for something that iswith external events or authorities; and
expected from any good company doing well in this3. Risks caused by lack of time to complete tasks
line of business), this horrible thing will happen." Forsequentially and methodically.
example, "If no Customer Satisfaction Survey isIf a company is bidding to perform a project at a
established, there will be no feedback on Service Deskfacility where no site survey has been completed, an
performance, which may lead to undetected systemicexample of a good risk statement would be that the
problems resulting in lower customer satisfaction.""Existing facility is not large enough to support the
Then, the risk mitigation strategy is to "Establish arequired number of personnel for the Service Desk
Customer Satisfaction Survey." This type of risk andfunction, which could lead to inability to provide the
mitigation statement reads like an exercise in shootingrequired services." The mitigation would then be
oneself in the foot. Essentially, it says to the customer,identifying an alternative to the existing facility in case
"If we do not know what we are doing and we fail tothe survey findings confirm this risk instance. "Not
do what any decent company should do if it wins thegetting environmental licenses and regulatory approvals
bid, then we will fail." Do not offer a risk like this andin time because of the issuing agency's notorious
then couple it with a mitigation such as, "But we doscrutiny" is another example of a well-identified risk. A
know what we are doing."good mitigation could talk about expert bodies,
Consider another example where the risk is ofrelationships with the regulators and local authorities,
"Equipment not identified early enough or criticaland the ability to design and build in accordance with
equipment items not identified," and the mitigation isevery possible standard.
something as rudimentary as "Ensure earlyIt is critical to remember that the only way to come up
identification of long-lead items." Think about this fromwith solid risk and mitigation content is to collaborate as
the standpoint of the customer. If the customer isan entire team, rather than tasking a single author.
choosing an expert logistics company, and one of yourEven if there is no requirement for a separate risk
company's key programmatic risks is that someonesection, risk analysis is still all-important. Discussion of
will fail to identify equipment in advance, what kind ofapplicable risks and mitigation strategies also should be
image are you projecting?included in each section, to showcase your
The examples of "risks" cited above do belong in theunderstanding of the job at hand. In your brainstorming
proposal, but only as elements of the technical orsession, it is a good idea to have a mediator who can
management approach, and not as components of thepoint out the holes and flaws in your risk ideas. A
risk section.mediator will also ensure that you avoid the pitfall of
A good "do" for risks is to avoid representing as a riskinadvertently stating as a risk that your company is
anything that is within your company's control as wellunfit for the job, and then stating for the mitigation that
as anything that any reasonably good company wouldyour company is - go figure - fit for the job. Make your
do in this line of business. The kinds of risks you needrisk statements work for you, since they can be
to show in your proposal must be those external topivotal in convincing the customer that yours is the right
the company's own abilities to plan and manage thecompany for the job.
program well, or, in other words, those that are inherent