Planning and Conducting an Initial IT Service Management Assessment - Factors to Consider

There are many types of IT Service ManagementManaging changes in organisation and people is the
(ITSM) assessments that can be conducted. Theymost difficult part of an ITSM implementation. The
could range from quick and inexpensivefocus includes assessing organisation and people on
self-assessments to complex, detailed and expensiveareas that can help in planning the ITSM project and
investigations led by ITSM consultants or experts.management of change activities later on. It should also
They can also be also classified as aidentify what the constraints are so that the project
compliance-based assessment or a maturity-basedcan be more successful.
assessment or combination of both.The assessment should check that roles and
Compliance-based assessments are aimed atresponsibilities are defined (e.g. RACI charts) for each
evaluating whether an organization meets some typeprocess activity. It should also covers people's
of external or internal criteria. Examples of externalunderstanding of their roles, how they contribute to the
criteria are ISO 20000 standard or some proprietaryorganization's objectives and how they are measured
ITSM frameworks like HP ITSM Reference Model orand rewarded.
Microsoft's MOF. Internal criteria could be theIt is good to check on the availability of existing HR
organisation's policies or documented proceduralprocesses for performance management and
requirements. Compliance-based assessments aredevelopment planning. The assessment could helps to
usually conducted by organisation that has alreadyidentify the availability of skills and competency to
some degree of ITSM implementation.perform the required tasks, the skills and experience
Maturity-based assessments evaluate where anrequired for the project as well as who has them.
organization is located on a journey from one state orThe organisation charts will provide information of
level to another. The areas being assessed are usuallyorganisation structure, decision-making structure and
scored between maturity level of 0 and 5. Maturityauthority levels that would be useful for project
level of zero means nothing is in place and maturityplanning. It also identifies key stakeholders and potential
level of 5 means everything that needs to be done issupporters and resistors to change.
in place and is working perfectly and there areTechnology
mechanisms in place for adaptations to changes andTechnology is also a key factor in the project's
continual improvement. Each level of maturity containssuccess. When planning and implementing an ITSM
a list of criteria for each of the five levels above. Thestrategy and defining end-to-end processes,
criteria could include vision and leadership, process,technology and tools would play an important role.
people, tools and overall environment factors or culture.Tools are needed to support and enable the
Most organisations would not be aiming to reach theprocesses as well as for monitoring of the IT
highest level of maturity but would instead focused oninfrastructure and reporting. The aim is to determine
defining what level of maturity is needed to meet theirwhat tools are needed to support the existing and
business goals and determining which level of maturityfuture processes and infrastructure.
they are currently at and what they must do toA good initial ITSM assessment should also take into
progress to the next level. Maturity-basedaccount several technology factors, such as:
assessments are useful for creating a known starting* Which processes and functionalities can be
point for the planning and implementation team.effectively supported now and more importantly, for
The following further describes what would need to bethe future.
assessed:* The level of process integration that should be
Vision and Leadershipavailable in the tool (e.g. the ability to link incidents to
Prior to the start of the ITSM assessment, theproblems records, the availability of event monitoring
assessors would need to understand the businesstools and the ability of he event monitoring tools to
goals, IT goals, vision and mission and IT strategy. Thisautomatically log specifically defined events as
is normally done through looking at documented ITincidents).
strategy and plans and also interviews with the project* Need for a tool that supports easy knowledge
sponsor and key executives.capture, storage, searching, sharing, presenting and
Processesreviewing of knowledge and information.
Since IT Service Management is a process-based* Need for a tool that supports easy data analysis,
approach it is important to determine which processesreporting and circulation of reports.
are defined, documented and how much of it is inThe aim of an initial ITSM assessment is to understand
being practiced or followed currently. That is wheregaps and key issues and top priority areas which need
best practice guidelines like ITIL, standards like ISOto be addressed first and foremost to improve IT
20000, ISO 17999 or even proprietary frameworks likeService effectiveness and business value. Hence an
Microsoft's MOF and HP's ITSM Reference Modelinitial ITSM assessment would usually be a
comes in handy as a reference or basis formaturity-based assessment, with a little of
comparison. Questionnaires or checklists to determinecompliance-based assessment included as needed,
adequacy of the existing processes are usuallyespecially in areas or processes that is found to be
derived from them and used.already in placed or matured to some degree. It is also
Although external references are used for comparison,usually done at a fairly detailed level.
it is important to keep in mind that the assessment isFor organisations new to ITSM, it should be conducted
not an audit. It aims to reveal which processes are inor led by experienced ITSM consultants. The ITSM
place or defined rather than to determine the degreeconsultants should have the aid of ready-made
of compliancy of existing processes to ITIL or ISOassessment tools with well-specified criteria and
20000. The assessment is usually focused onreporting features and would be expected to add
determining process maturity and gaps so that thevalue by suggesting viable solution approaches,
findings can be used for service or processpossible project scope, estimated timeline and costs,
improvement planning.products and services to address what needs to be
Organization and Peopledone at each step of the ITSM project.