Roles and leadership of the Chief Information Officer in higher education

Roles and leadership of the Chief Information Officer inthe organization (Kaplan). The role of strategy
higher educationimplementer helps the CIO to ensure the alignment with
The CIO positioncampus strategies and technology, while top
             Higher education is notoriouslymanagement plays the role of strategy formulator,
resistant to change, and if there is a trend towardarticulating the business strategies for the entire
implementing chief information officer (CIO) positionsorganization. The IT manager must implement and
and aligning all technology units under these hierarchies,design the required IT infrastructure and processes to
the entire organizational structure will be affectedsupport the chosen business strategy (Kaplan).
(O'Donnell, 1998).   Due to the extensive literature on According to Kaplan the more fundamental role of
the chief information officers' (CIO) roles andthe CIO is to run an efficient IT department with a
leadership, this paper reviewed only those thatservice or utility mentality. In addition, this individual must
empirical research and expert opinion deemed relevantunderstand the economics of technology and must be
to this research on business and higher educationa good negotiator with vendors. With the second sort
settings.  According to Horgan (as cited in Viswadoss,of CIO, the utility mentality will disappear because IT
1999), the term Chief Information Officer (CIO) doesoperations are not the CIOs expertise (Kaplan). The
not have a clear operative definition in higher education.expertise is in communicating to business colleagues
Either there are other titles that perform a similarthe importance of IT, and more importantly, in getting
executive leadership role for Information Technology,the IT governance right. It's a strategic mentality
or the same title holds different responsibilities in(Kaplan).
different institutions. Horgan (1996) stated that a CIOPrior Research's
could be a senior level administrator who participates in    The CIO role is associated with behaviors that
the institution's executive council and who managesare implicit for success for the leaders and the
various information resources at an institution-wideorganizational subunits they direct. Applegate and Elam
level. A CIO could also be a senior information(1992) stated that the structure or chosen strategy of
technology officer who provides high-level oversightthe IS department somewhat directs the role adopted
for information technology-related operations and whoby the CIO. When the function of IS is strictly a
works with heads or advisory groups of othersupportive one, the top IS leader may only be a
information resources in planning for investing intechnical expert and a merely competent manager.
technology, services, and information.  Kaplan (2002)For example, Keen (1988) argued that many
stated, "The nature of CIO's job is changing becauseorganizations choose their CIOs by promoting their
many CIOs today will have non-Informationbest technical managers without taking into account
Technology (IT) backgrounds, although this depends atheir communication or business skills. However, when
great deal on the size of the company, the industry,the firm makes the change to using Information
and the markets they serve. The larger the company,Systems as one of the firm's competitive values, the
the more involved CIOs will be at a higher level withrole of the top IS leader is necessarily extended. The
top management team developing strategies. TheCIO must begin to act as a link between IS and other
smaller the company and industry, the more the job willexecutives in the firm. Earl (1989) suggested that
have operational and technical responsibility, but thesuccessful top IS leaders see themselves as
key point is that we will see more CIOs coming fromcorporate officers and general business managers.
non-IT backgrounds to the field." (p. 72)The author argued that good political skills and a high
Another Point of Viewprofile may place them in contention for top-line
       Another point of view about the CIOmanagement positions. Earl also delineated four
position is the officer as key executive, responsible forleadership attributes for IT leaders: (a) business
ensuring that the company's information technologyleadership, linking the use of IS with the business needs
investments are aligned with its strategic businessand strategy of the firm; (b) technology leadership,
objectives; the position's responsibilities have expandeddrawing up and implementing technology policies; (c)
beyond the traditional role to include both strategic andorganizational leadership, directing and steering IS
tactical duties as well as corporate policy directionstructures and performing the controlling managerial
(Bryan, 1999).  West's (1996) research reported thatfunction to make them work, and (d) functional
the CIO position should be an executive level positionleadership, managing the IS function and the
whose portfolio encompasses all aspects ofaccompanying specialist sub-groups.
information resources and technology, computing,     A study conducted by Becker (as cited in
telecommunications, libraries, media centers, andLineman, 2005) examines the degree of cognitive
instructional technology development (p.1). West alsocomplexity that CIOs in colleges and universities
stated, that CIO position should provide executive withbrought to the role. The study was based on the
the leadership to integrate all the information resourcesconceptual model developed by Bolman and Deal
and technology into the fabric of the institution.which synthesizes theories of organizational leadership
     There is evidence to support the need forinto four perspectives or frames: structural, human
companies to manage technology differently than inresource, political, and symbolic. The methodology
the past (Lineman, 2005). There is also evidence thatincluded a survey questionnaire, documented analysis
the gap between managing the business andof job descriptions, curricula vitae, and semi-structured
technology was much too vast and that CEOs andtelephone interviews of 12 randomly selected CIOs.
governing boards had to do something in order toThe study found significant relationships between
remain competitive as well as viable for the futuregender and the use of the structural human resources
(Kaplan, 2002). The development and refinement offrames and between the major area of study and the
the CIO position was one of the most significantstructural frame. This study illuminated the importance
strategies to address bridging that gap.  Woodsworthof the leadership component of the CIOs role and
(1987) conducted an initial descriptive study on the CIOfurther refined the profile of the chief information
position in higher education. She interviewed 28 of theofficer developed by Pitkin (1993, 1994). This is an
32 CIOs who were found in a prior studyimportant work in the ongoing development of the CIO
(Woodsworth) among the 91 institutions that werein higher education.
members of the association of the research libraries.      Brown's (2006) study examined how
Information was collected concerning the levels ofeffective and successful the CIO is within a higher
responsibility of the CIO for information technologyeducation environment. The study group consisted of
units, the levels of participation in decision-makingCIOs working in four-year higher education institutions
concerning the information technology (IT) units, thein the United States accredited by the U.S. Department
reporting levels of the CIO, and the biographicof Education. The study was based on prior CIO and
information. The results of the study indicated thatmanagement team research in the health care industry
CIOs reported equally to presidents and provosts andconducted by Detley Smaltz in 1999. The Brown study
that they tended to have responsibility for academicanalyzed the CIO roles as business partner, provider
computing, administrative systems, andof classic IT support, overseer of IT contracts,
telecommunications, with only minor responsibility forintegrator, informaticist and strategist, and IT educator.
library automation.The research found a correlation between the CIOs
 The CIO rolesstrategic business knowledge, IT knowledge,
      Synnot (1987) described a new high-level roleinterpersonal skills, and political savvy and their
for information managers and predicted that this roleeffectiveness as perceived by the IMT in all six CIO
would gradually expand as technology is woven intoroles, indicating that these factors all have an impact
the fabric of an organization. The use of technology inon CIO effectiveness.
higher education has expanded beyond the Conclusion
administrative support function of accounting and      While no empirical research could be located
registration to include teaching and learning-relateddirectly examining the relationship of CIO role and
activities such as computer aided instruction, electronicinstitution and IT alignment extent in higher education,
document access, and distance learning.  Linemanthere is some empirical research showing a significant
(2005) states that higher education CIOs mustcorrelation between the role of the CIO (Karimi and
understand the role that information technology canGupta, 1996; Young, 2001) and the strategic orientation
play within the institution and be able to communicate(defender, prospector, analyzer, reactor) of the
that vision so that it is shared by others within theorganization (Miles and Snow, 1978). This significant
institution. This knowledge and ability can come onlycorrelation between CIO role and strategic orientation
from working closely with others within the institutionled researcher to think that the IT and institution
and vendor community.  Roan (2000) stated thatalignment extent may increase with the CIO role in
CIOs must operate successfully in an environmenthigher education; this is due to the institutions'
where technology enables change. One option is toorientations within IS and to the emphasis on strategic
select staff from business functions to act as theand organizational aspects of IT.
front-line interface of the IT department. For this to be      Karimi and Gupta (1996) define the CIO role
effective the staff chosen needs to be highlyas "attributes that successful IT leaders should
knowledgeable and respected in their group and ablepossess" (p. 71). The role of the CIO is thought to be
to communicate with the IT specialists. They also needassociated with behaviors that are implicit for the
to be good analysts (Roan).  One option is to pick thesuccess of the leaders and of the organizational
most articulate, engaging, and business-oriented of thesubunits they direct. Applegate and Elam (1992) posit
IT staff to perform these roles (Roan). Perhaps theythat the structure or chosen strategy of the IT
may have an MBA qualification or prior operationaldepartment somewhat directs the role adopted by the
experience. This poses a great challenge to thoseCIOs. When the function of IT is strictly supportive,
staff members to let go of some of their technicalthen the top IT leader may only be a technical expert
knowledge to focus on the business areas. Steppingand a merely competent manager. However, when
outside the comfort zone is not easy, and a trial periodthe firm begins to use Information Systems as one of
in the new role may confirm suitability (Roan).their competitive weapons, the role of the top IT leader
     Kaplan (2002) found various fundamental rolesmay be necessarily extended. The IT leader then must
in the CIO position. The first role is the strategybegin to act as a link between IT and other executives
implementer, where IT management must understandin the firm. Earl (1989) even suggested that successful
the business terms, not just technology terms. AsIT leaders see themselves as corporate officers and
Kaplan stated,  "A big challenge for CIOs is that theygeneral business managers. He says that good political
have to be competent at both,  understandingskills and a high profile may place them in contention
technology and talking to their staffs about technicalfor top-line management positions. He goes on to
subjects, but when CIO is talking to the board or thedelineate four leadership attributes for IS leaders: (a)
CEO, they don't want the conversation crowded withbusiness leadership to link the use of IT with the
tech talk" (Kaplan, p. 10).business needs and strategy of the firm, (b)
     Another role reported by Kaplan was thetechnology leadership to draw up and implement
consulting role; the CIOs required more technicaltechnology policies, (c) organizational leadership to
knowledge than business knowledge and withdirect and steer IT structures and to perform the
effective communication, they would play an essentialcontrolling managerial function to make them work, and
part with clients. As a consultant, the CIO responsibility(d) functional leadership to manage the IT function and
is to determine and measure the impact of IT withinthe accompanying specialist sub-groups.