SAS 70 | A Guide to Type I & Type II Audits

Welcome to today's regulatory environment, whereengagement. This is important because it dictates SAS
SAS 70 Type I & Type II audits have permeated70 pricing and it also brings into play what really needs
the landscape like never before. Ever since theto be covered in the audit.
Sarbanes Oxley (SOX) Act of 2002, SAS 70 auditsPricing
have been on the upswing, and in a big way. Sure,Be sure to get a fee that is fixed. Thus, all audit costs,
they were used before when the SAS 70 auditingincluding travel and out of pocket expenses are part
standard was introduced in 1992, but certain provisionsof the engagement. This is imperative because out of
with the SOX act, most notably, section 404, havepocket, travel and other miscellaneous expenses can
pushed these audits into the limelight.be very, very costly to the audit.
If you are a service organization seeking to becomeSAS 70 Readiness Questionnaire &
SAS 70 Type I or Type II compliant, then there's alot toAssessments
learn about this highly specialized auditing standard.If this is the first time your organization is undertaking a
Once you gain a strong understanding about many ofSAS 70 Type I or Type II audit, then its imperative that
the core elements of a SAS 70 audit, you will be ableyou start on the right track-SAS 70 readiness
to make a wise, informed decision on moving forwardquestionnaire assessments are what you need. They
with the audit and with the right provider for conductinghelp lay the groundwork for a successful SAS 70
the audit.audit while also proving invaluable for learning about
Important Points about SAS 70 auditsany shortcomings or deficiencies in your internal
Scopecontrols.
You will need to find out early on what the scope ofYou can learn more about SAS 70 audits through
the SAS 70 audit is going to be. That is, will the auditpublications from the AICPA. Additionally, you can visit
be a straightforward general controls report, or will itthe official SAS 70 Resource Guide.
include certain business processes as part of the